Vigilance by Peacock Risk Management

VIGILANCE BY PEACOCK RISK MANAGEMENT IS A RISK MANAGEMENT CONSULTANCY PACKAGE TO ASSIST YOU WITH REGULATORY COMPLIANCE AND PRACTICE MANAGEMENT SUPPORT. 

We help you to keep a careful watch for potential risks or difficulties facing your practice throughout the year.

You and your practice will benefit from our team of experts who have been working with legal firms over many years. The team at Peacock Risk Management will lead you to a position of being able to demonstrate with confidence that you have the required systems, procedures and policies in place to meet your regulatory obligations.

You will also be able to deal more effectively with your professional indemnity insurance providers, lender panels and quality standard applications such as the Conveyancing Quality Scheme (CQS).

Vigilance – professional, cost-effective compliance support for your legal practice

Our Vigilance service includes:

  • A regulatory compliance and risk management audit;

  • A practice wide AML risk assessment;

  • Assistance and support for you to carry out remedial compliance action;

  • Compliance Plan, Risk Register, Breaches Log, and Practice Area Risk Assessments;

  • COLP and COFA support;

  • Compliant client care letters and Terms of Business precedents;

  • Lexcel consultancy to prepare, coach and advise your practice to work towards and achieve Lexcel accreditation;

  • The required policies, procedures and supporting documentation to comply with the SRA Standards and Regulations, Lexcel, CQS, AML regulations and UK GDPR;

  • Support with your application to the Law Society for Lexcel and CQS accreditation and support with your assessment either on-site or remotely;

  • Regulatory compliance updates as required by the SRA;

  • Email/telephone support for queries and questions;

  • Initial support with any SRA visit or request for information;

  • Fully inclusive monthly retainer;

  • No hidden charges for travel;

  • Access to recommended trusted providers of services and products such as

    • Professional indemnity insurance

    • Accounts and case management systems

    • Compliance training

    • AML and other search facilities

For More Information, Get in Touch

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